Jaime Whiteman

Jaime Whiteman is director, compliance, at Commonwealth Financial Network®, member FINRA/SIPC, the nation's largest privately held Registered Investment Adviser–independent broker/dealer. With the firm since October 2008, he facilitates the intra- and interdepartmental coordination of Compliance and Licensing resources while also seeking to maintain the department’s momentum on business plan items and related project prioritization. Jaime holds a BS in business administration from the University of Buffalo, with concentrations in financial analysis and international business.

Information about securities-registered professionals may be found at FINRA BROKERCHECK.

Recent Posts

New Call-to-action
The Independent Market Observer, Brad McMillan

Follow Us