David Prendergast

David Prendergast is a platform manager on the Investment Consulting Services team at Commonwealth Financial Network®, member FINRA/SIPC, the nation's largest privately held Registered Investment Adviser–independent broker/dealer. With the firm since June 2014, he is responsible for providing affiliated advisors with comprehensive solutions to investment-related questions, with a specific focus on our SMA/UMA product platform. His responsibilities also include ongoing investment product due diligence, sponsor support, and onboarding of new strategies to meet advisor demand. David graduated cum laude from Saint Anselm College with a BA in financial economics.

Information about securities-registered professionals may be found at FINRA BROKERCHECK.

Recent Posts

Best Practices for Cleaning Up the Asset Manager Clutter

Best Practices for Cleaning Up the Asset Manager Clutter

Posted by David Prendergast

July 31, 2018 at 10:00 AM

Have you made the choice to outsource investment management? If so, you are well aware that the number of managers and strategies being used can expand to the point where ongoing due diligence is a challenge. Plus, different investment instruments may require various levels of attention. For example, a separately managed account (SMA)—which we will focus on here—does not have a prospectus and qualifies for more frequent monitoring.

Read More

Topics: Asset Management & Investing

New Call-to-action
5 Ways to Affiliate
The Independent Market Observer, Brad McMillan

Follow Us