Jaime Whiteman is director, compliance, at Commonwealth Financial Network®, member FINRA/SIPC, the nation's largest privately held Registered Investment Adviser–independent broker/dealer. With the firm since October 2008, he facilitates the intra- and interdepartmental coordination of Compliance and Licensing resources while also seeking to maintain the department’s momentum on business plan items and related project prioritization. Jaime holds a BS in business administration from the University of Buffalo, with concentrations in financial analysis and international business.
Information about securities-registered professionals may be found at FINRA BROKERCHECK.
Commonwealth Independent Advisor offers thought leadership and guidance for financial advisors on topics ranging from practice management and marketing, to financial and estate planning, to information security.
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